CISI UK RPI Chapter 1: The Financial Services Sector Explained

Narration uses a locally generated AI voice.

CISI UK Regulation and Professional Integrity exam revision. Chapter 1: The Financial Services Sector.

Map the UK financial services sector for CISI Regulation and Professional Integrity (RPI) revision. Connect primary and secondary markets with consumer needs, the economy and the different conduct and prudential roles of the FCA and PRA.

Study the CISI UK Regulation and Professional Integrity course with Exams Academy:
CISI UK Regulation and Professional Integrity course at Exams Academy

In this lesson:
- Primary and secondary financial markets
- Consumer needs and financial planning
- FCA conduct and PRA prudential supervision
- Capital, liquidity, governance and compliance

Use this full English audio lesson to review the chapter, compare commonly confused rules and test your understanding with explained recall and a recap. Continue your preparation on the linked course page.

Video lesson: Watch this chapter lesson on YouTube
Course video playlist: CISI UK Regulation and Professional Integrity video playlist

Chapters:
00:00 AI voice disclosure
00:04 CHAPTER LESSON
00:24 The Financial Services Sector
03:24 Primary and secondary markets
03:54 Government and the economy
04:35 Consumer needs and financial planning
05:22 FCA conduct and prudential remit
06:00 PRA microprudential supervision
06:34 Capital, liquidity and prudential frameworks
07:17 Supporting public bodies
08:02 Governance, compliance and assurance
08:42 CHECK THE DISTINCTION
09:00 ACTIVE RECALL
10:11 CHAPTER RECAP

Independent Exams Academy teaching based on the recorded workbook and reviewed course notes; not an official CISI podcast or official exam questions. Use the candidate notices and syllabus applicable to your sitting.

Music: Island Beat by Arulo, Mixkit Stock Music Free License. https://mixkit.co/license/modal/musicFree/